A novel method for occupational safety risk analysis of high-altitude fall accident in architecture construction engineering
A novel method for occupational safety risk analysis of high-altitude fall accident in...
Bai, Xiao-Ping; Zhao, Yu-Hong
2021-05-04 00:00:00
JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 2021, VOL. 20, NO. 3, 314–325 https://doi.org/10.1080/13467581.2020.1796675 CONSTRUCTION MANAGEMENT A novel method for occupational safety risk analysis of high-altitude fall accident in architecture construction engineering Xiao-Ping Bai and Yu-Hong Zhao School of Management, Xi’an University of Architecture & Technology, Xi’an, China ABSTRACT ARTICLE HISTORY Received 27 December 2019 The occupational safety risk of high-altitude fall accident in architecture construction engineer- Accepted 7 July 2020 ing is dynamically changeable. Considering these dynamic changes, how to make a qualitative and quantitative analysis of the changing trends of the occupational safety risk, and providing KEYWORDS the basis for the latter occupational safety risk control measures, become the main target of the Architecture engineering; dynamic risk management of construction projects. From the point of view of dynamic change, construction engineering; this paper modularizing analyzes the presented model, quantitative analyzes the impact of safety; accident; risk occupational safety risk of the whole construction system, proposes some methods about transforming the dynamic fault-tree module into the Bayesian network model, and puts forward a novel occupational safety risk analysis method of high-altitude fall accident in construction project management based on integrated Dynamic Fault Tree Analysis (DFTA) and Bayesian network method. The presented method and detailed realization process can offer a useful reference for occupational safety risk management of high-altitude fall accident in architecture construction engineering. 1. Introduction are combined with a lot of different construction stages according to a certain time and logical order, The architecture construction engineering has the so the former construction activity does not attain the characteristics of long duration, complexity, change- standard, the next construction activities will have able environment, multi participation and so on. These potential occupational safety hazards. Smoothly realiz- characteristics determine that architecture construc- ing the goals of progress, occupational safety, and the tion engineering is dynamic and interrelated; the occu- period of the entire construction system needs the pational safety risk of high-altitude fall accident in mutual coordination of many construction stages. architecture construction engineering is also dynami- The traditional occupational safety risk analysis meth- cally changeable. ods are not specifically aimed at the dynamic, relevant The occupational safety risk of the project in differ - and time sequence and using the separation, local, ent stages of construction is different; generally, with static attitude to look at occupational safety risk. the increase of the construction height, the occupa- Methodological approach: considering the dynamic tional safety risk will increase, and the occupational changes of occupational safety risk factors of architec- safety risk of the main stage is much more than that ture construction engineering, how to make at the decoration stage. Due to construction projects CONTACT Xiao-ping Bai 1507742734@qq.com School of Management, Xi’an University of Architecture & Technology, Xi’an 710055, China © 2020 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group on behalf of the Architectural Institute of Japan, Architectural Institute of Korea and Architectural Society of China. This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 315 a qualitative and quantitative analysis of the changing as state space explosion and transformation program trends of the occupational safety risk factors, and pro- error, with respect to the traditional fault tree transfor- viding the basis for the latter occupational safety risk mation to the Markov chain method. It also benefits control measures, become the main target of the from the inherent advantages of Bayesian networks, dynamic risk management of architecture construction such as probability updating, etc. (Xin Ge, Tang, and engineering. From the point of view of dynamic Zhe 2009). Lee, Park, and Shin (2009) studied the appli- change, this paper modularizing analyzes the pre- cation of the Bayesian network model in risk manage- sented model, quantitative analyzes the impact of ment of large engineering projects. Manno et al. (2012) occupational safety risk of the whole construction sys- presented a high-level modeling framework that tem, presents some methods about transforming the exceeds all these limitations, based on Monte Carlo dynamic fault tree module into the Bayesian network simulation. Chiacchio et al. (2013) tested the feasibility model, and presents a novel occupational safety risk of a composition algorithm based on a Weibull distribu- analysis method of high-altitude fall accident in con- tion. In order to overcome the limitation of the tradi- struction project management based on integrated tional method, Leu and Chang (2015) proposed a supply Dynamic Fault Tree Analysis (DFTA) and Bayesian net- chain risk assessment model based on the fault tree work method. transformation. Chena and Leub (2014) have established a risk assessment model of bridge construction based on fault tree transformation. Rauzy and Blériot-Fabre 2. Analyzing related references (2015) proposed a direct translation of dynamic fault trees into guarded transition systems. Abdo and Flaus Fault tree analysis (FTA) is widely used for the relia- (2016) provided a simulation technique based on MCS bility analysis of systems (Vesely et al. 2002) (Kabir (Monte Carlo Simulations) to solve dynamic fault tree 2017). Although fault tree models are well structured taking into account epistemic uncertainty in the deter- and easily understood, the classical FTA models are mination of the failure rate of basic events. Merle, et al. generally unable to model some aspects of system (2016) focused on the quantitative analysis of Dynamic behavior, e.g., priorities or functional and stochastic Fault Trees (DFTs) by means of Monte Carlo simulation. dependencies between events (Kabir et al. 2018). Yevkin (2016) used Approximate Markov chain method These can be looked as shortages of classical FTA. for dynamic fault tree analysis for both reparable and The modeling capability of classical fault trees has non-reparable systems. been enhanced through several extensions, such as The Bayesian network (simply referred to as BN), also dynamic fault trees (DFTs) (Dugan, Bavuso, and Boyd known as Belief (probability distribution) network, is 1992) and Pandora Temporal Fault Trees (TFTs) a directed acyclic graph (DAG), which is formed by the (Walker 2009). Merle et al. (2010) focused on a sub- nodes representing variables and directed edges con- class of Dynamic Fault Trees (DFTs). Merle, Roussel, necting these nodes. Leu and Chang (2015) presented and Lesage (2011) presented an algebraic framework the development of a fall risk assessment model for SC allowing algebraically modeling dynamic gates and (steel construction) projects by establishing a Bayesian determining the structure–function of any Dynamic network (BN) based on fault tree (FT) transformation. Fault Tree (DFT). Rahme and Xu (2015) adopted the Sutrisnowati, Bae, and Song (2015) proposed a method dynamic fault tree (DFT) formalism to model the sys- to generate a Bayesian network from a process model tem reliability before and during a software rejuvena- which can be discovered from event logs in port infor- tion process in an aging cloud-based system. For mation systems. Miyauchi and Nishimura (2016) con- instance, in DFTs, dynamic gates like Functional structed Bayesian networks connecting the findings Dependency (FDEP), Priority-AND (PAND), and SPARE from a physical examination and questionnaire on gates are introduced to model the dynamic failure daily lifestyle choices. Laitila and Virtanen (2016) elabo- behavior of systems. DFTs are primarily analyzed rated on the ranked nodes method (RNM) that is used quantitatively, and for the analysis of fault trees, espe- for constructing conditional probability tables (CPTs) for cially the DFTs, different approaches like algebraic Bayesian networks consisting of a class of nodes called (Merle et al. 2016; Merle et al. 2010), Markov chain- ranked nodes. Mohammadfam et al. (2017) presented based (Dugan, Bavuso, and Boyd 1993; Boudali, a model for managing and improving occupational Crouzen, and Stoelinga 2010), stochastic (Zhu et al. safety behavior of employees using the Bayesian net- 2017; Zhu et al. 2016), Bayesian network-based works approach. Chebila (2018) applied the Bayesian (Codetta-Raiteri and Portinale 2017; Boudali and networks method to estimate the occurrence frequency Bechta Dugan 2006), Sequential Binary Decision of failures and consequences in a straightforward way. Diagram (SBDD)-based (Xing, Tannous, and Dugan Haddawy et al. (2018) explored the use of Bayesian 2012; Ge et al. 2015) approaches have been devel- networks to model malaria. Tabar and Elahi (2018) com- oped (kabir et al. 2020). bined the Bayesian networks (BNs) and the simulated Dynamic fault tree transforming to Bayesian network annealing algorithm Dąbrowski and Górski. (2019) was model can effectively avoid some disadvantages, such 316 X.-P. BAI AND Y.-H. ZHAO to determine the influence of the milling tool setup on status that we mostly do not want to happen as the occupational safety hazards associated with a kickback goal of fault analysis system, then look for factors in furniture making. that lead to the occurrence of the fault, and looks The dynamic risk factors for the entire construction for these next-level factors, until the original factors project will have different effects. When dynamic that we do not want to further process. In this changes of construction project risk factors, how to method, the top-down analysis approach is used qualitative and quantitative analysis of the change to find the logical relationship of the top event trend of risk sources, as well as the influence on the and all kinds of intermediate events, bottom events, reliability of the whole system, and to provide a basis etc. (embodying internal component failure, exter- for the risk control measures, become the main target nal environment changes and steeplejack error of dynamic risk management of architecture con- factors). struction engineering. On the basis of above research Using FTA it is possible to determine the probability achievements, from the point of view of dynamic of any undesired events, also known as top event, change, this paper modularizing analyzes the pre- given the probability of the basic events, which are sented model; transforms the dynamic fault tree mod- the lowest-level event causes. Therefore, it is necessary ule into the Bayesian network model to quantitatively to quantify the failure probability of each basic event analyze the impact of occupational safety risk events to be able to measure the probability of the top event. of the whole construction system, and presents The criticality of the basic events can also be deter- a novel occupational safety risk analysis method of mined by calculating their relative contributions to the high-altitude fall accident in construction project occurrence of the top event (Yazdi, Kabir, and Walkerb management for decision-making based on inte- 2019). In the DFTA (dynamic fault tree analysis) grated Dynamic Fault Tree Analysis (DFTA) and method, some dynamic logic gates (such as sequence Bayesian network method. enforcer gates, functional dependency gates, priority and gates, cold spare gates, warm spare gates and so on) are added, which can help to analyze the dynamic 3. The dynamic fault tree model of and sequential functions of the system. occupational safety risk analysis of Figure 1 takes the occupational safety risk factors of high-altitude fall accident high-altitude fall from the operating platform as an example. This paper establishes a dynamic fault tree. Among the different probabilistic risk assessment This system contains two dynamic logic gates, the prior- (PRA) methods, FTA is the most-widely used ity and the gates of T3 and the warm spare gates of T6. approach for system safety and reliability evalua- Some contents of Figure 1 can be explained as follows: tion. Fault tree analysis (FTA) is a quantitative risk (1) Sequence Enforcer (SEQ) gates of architecture analysis method and can be applied to major construction engineering unwanted events (Yazdi, Kabir, and Walkerb 2019). Multiple bottom events (or intermediate events) FTA method is an effective tool for the occupational that may cause the system to fail must occur and in safety analysis of complex system, it looks the fault a certain sequence. If disrupting the order of some Figure 1. Dynamic fault tree of high altitude falls from operation platform. JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 317 Figure 3. The functional dependency gates. Figure 2. Sequence enforcer gates. bottom events (or intermediate events), the top event will not occur. This gate is shown in Figure 2. (2) Functional dependencies (FDEP) of architecture construction engineering The function dependency gate is composed of more than one basic event and a trigger event. The occurrence of the trigger event will certainly cause the occurrence of all other basic events and will lead to the occurrence of the top event, which causes the whole system’s failure. However, if all the relevant basic events occur, and the trigger event does not occur, the system will not fail, as shown in Figure 3. (3) Priority and (PAND) gates Priority and gate refers to two bottom events or intermediate events that may result in the failure of the system in both occurring and one of the events preceding the other one event (or coincidence), will cause the fault occurrence, reversing the order or any one event does not occur can not lead to the failure, as shown in Figure 4. (4) Warm spare (WSP) gates Warm spare gates have one basic event and one or more optional basic events. Basic events occur in Figure 4. Priority and gates. entering the work state from the beginning of the system, and the basic optional events are looked as gates is cold spare gates, that is, it will not fail before an alternative to the basic event, and when all the entering the working state, as shown in Figure 5. basic events occur, the warm spare gates start to To solve complex system fault tree, our paper focuses work. Before entering the working condition, there is on the construction of a Bayesian network model for a certain failure rate, and the failure probability is dynamic fault tree and applies it to the occupational greater than zero. In contrast to the warm spare 318 X.-P. BAI AND Y.-H. ZHAO The Bayesian network (simply referred to as BN), also known as Belief (probability distribution) network, is a directed acyclic graph (DAG), which is formed by the nodes representing variables and directed edges connecting these nodes. Figure 6 shows a simple Bayesian network example of six nodes (not include conditional probability distribution). The Bayesian network is composed of nodes V and the arrow line connecting the nodes. Node V represents variables in the system, which is an abstract representation of a subsystem, component or personnel problems of a dynamic fault tree. The arrow lines between the nodes indicate the inci- dence relation between the variables. Among them, the node that pointed out by the line is known as the parent node. The node that pointed by the line is called a sub node. A node that has no parent node is called the root node (such as node V1 in Figure 1), and the nodes without child nodes are called leaf nodes (such as node V4, V6 in Figure 1), and these nodes and the arrow lines are composed of a Bayesian network. In the directed acyclic graph, there is a conditional independence assumption, namely for arbitrary node V , in the given parent node set pa (V ), V and non-descendant node set i i A (V ) is conditionally independent: Figure 5. The warm spare gates. ðPðVjpaðV Þ; AðVÞÞ ¼ PðVjpaðVÞÞ (1) i i i i i safety risk fault tree analysis of high-altitude fall accident The conditional probability distribution that related to in architecture construction engineering. each node is indicated by P. From the conditional independence assumption of Bayesian networks can be known, the conditional probability distribution can 4. The presented integrated dynamic fault use P (V | Pa (V )) to describe, it is an expression of the i i tree analysis (DFTA) and Bayesian network quantitative relationship between node and its parent method node. Through the given prior probability distribution of the root node and the conditional probability dis- 4.1. Dynamic fault tree analysis (DFTA) based on tribution of the non-root node, then can calculate the Bayesian network transformation probability of the top event. Dynamic fault tree transforming to the Bayesian net- According to the logical relationship of the dynamic work model can effectively avoid some disadvantages, fault tree, the two-state Bayesian network mapping mod- such as state space explosion and transformation pro- els are modeled, that is, the nodes in the Bayesian net- gram error, with respect to the traditional fault tree work can only have two states: 1 indicates that the event transformation to the Markov chain method. It also occurring and 0 indicates that the event does not occur. benefits from the inherent advantages of Bayesian net- Each basic event in the dynamic fault tree subjects to works, such as probability updating, etc. a node in a Bayesian network (repeated occurrence of the Figure 6. Bayesian network. JOURNAL OF ASIAN ARCHITECTURE AND BUILDING ENGINEERING 319 basic event is merged into one node), and the probability of occurrence of the fault tree’s bottom event corre- sponds to the prior probability of the node in a Bayesian network, the logic gate of the fault tree corre- sponds to the directed arc of a Bayesian network, to represent the logical relationship of the event (connec- tion strength). Through the prior probability of the root node, we can calculate the conditional probability of Figure 7. Bayesian network transformation of sequence each leaf node, so as to get the probability of the top enforcer. event from the bottom up. For the root node, the occurrence probability of the bottom event in the fault tree, the failure rate λ of the P ¼ PðC ¼ ½ðz 1ÞΔ; z ΔÞjB ¼ ½ðz 1ÞΔ; z ΔÞÞ ¼ z ;z c c b b root node can be obtained by combining the expert 0ð0hz hz � nÞ b c scoring method and the data analysis, and then can < ðλ λ ÞΔ 1 λ ðe 1Þ ð0hz ¼ z � nÞ b c λ Δ calculate the prior probability distribution of the root b ðλ λ Þðe 1Þ b c ðλ λcÞΔ λ Δ ðλ λcÞðzc z ÞΔ node x(Assuming that the bottom events are exponen- > λ ðe b 1Þðe b 1Þe b b ð0hz hz � nÞ λ Δ c b ðλ λ Þðe 1Þ b c tially distributed). (4) λ z Δðeλ Δ